Compliance Officer Job at BANK ABC, Delaware State

bS9qcDB3Y2VzUGdFMG42endtb2ptQlZZVFE9PQ==
  • BANK ABC
  • Delaware State

Job Description

Description de l'annonce:

Bank ABC is reinforcing its Compliance Department with the recruitment of a Compliance Officer.

The Compliance Officer will be responsible for ensuring that all corporate processes and procedures comply with the local regulations as well as they comply with internal policies & procedures.

I - Principal Responsibilities

1. Participate in the development of a Compliance function covering bank wide compliance risks and addressing amongst others:

•  Financial Crime Risk Assessment

•  Compliance Risk assessment & follow-up of regulatory change

•  Anti-bribery & Corruption Risk Assessment

•  FATCA Reporting

•  Preparation of Compliance reporting including KRIs

2. Policy and operational standards:

•  Ensure that all key aspects of policy and standards as approved by the Board are effectively communicated, reviewed, with clear ownership and accountability.

•  Participate in the procedure implementation & update of Manual of Compliance Procedure

3.Operational:

•  Initiate and manage investigations into possible breaches of policy and standards.

•  Participate in the implementation of an appropriate Compliance Monitoring, Assurance and Testing plan.

•  Manage the alerts of Screening & Monitoring systems.

•  Detection of suspicious & unusual activities.

•  Review of Customer due diligences files related to new and legacy clients.

II - Job Requirements:

1.  Academic Background:

Bachelor’s degree in a relevant field, a master’s degree is a plus.

2.  Languages:

French & English proficiency.

3.  Experience:

Minimum 2 years in a similar position in the banking sector is preferred.

4.  Knowledge:

An understanding of bank products & services.

5.  Personal Attributes

Teamwork spirit.

Integrity & Honesty.

Organized & meticulous.

Time & stress management. 

Bank ABC is an equal opportunity employer.

Job Tags

Temporary work, Local area,

Similar Jobs

Haide Bilingual School Dongguan

Primary/ Middle School Native English Teachers Job at Haide Bilingual School Dongguan

 ...evaluating student progress with accurate student records of performance and providingongoing guidance for improvement attending parent, teacher, and staff meetings and other promotional events as required participating in and organizing extracurricular activities being... 

Maxion Research

Remote Product Researcher (Hiring Immediately) Job at Maxion Research

 ...Join Our Part-Time Research Studies Today! Are you eager to earn extra income from the comfort of your home? We are looking for motivated...  ...efficiently. - Willingness to learn and develop skills for remote work success. What You'll Enjoy: - Participate in online and... 

Innovative Construction Solutions

Senior Project Manager - Heavy Civil and Environmental Experience Job at Innovative Construction Solutions

 ...solutions to environmental challenges in soil, vapor, air and water (groundwater, stormwater, water/wastewater). We serve both public...  .../waterway restoration, and water/wastewater/air pollution treatment. We are a licensed Class A general engineering contractor in CA... 

Pastis Miami

Busser Job at Pastis Miami

 ...Affiliated with STARR Restaurants, Pastis Miami is an expansive 8,000-square-foot restaurant, inclusive of a stunning outdoor space with...  ..., and mosaic-tiled floors. We are currently seeking Bussers with a positive attitude and an eagerness to learn and grow.... 

Brightpath Associates LLC

Chemical Engineer (Montana) Job at Brightpath Associates LLC

 ...Chemical Engineer to join our team! A passionate professional with a B.S. in Chemical Engineering, and a minimum of 5 years experience, is being sought. (Advanced degree desirable.) Successful candidate must have developed strong chemical engineering research and development...